For the benefit of those readers who might be struggling to… uh… join the dots, could you enlighten us (without referencing any noises from sources, if possible) how:
a) a handful of journalists making disparaging remarks about West Australian explorers,
b) financial planners dispensing dud advice to their clients, and
c) accounting fraud at a US-based energy conglomerate a decade-and-a-half ago (?!)
relate to the preceding topic of discussion, namely the matter of naked shorting, and the technicalities and compliance practices related thereto?
Failing that, feel free to share your first hand experiences of operating on the dealing desk of an investment institution or a stockbroker, specifically in relation to requirements around reporting , monitoring, exception management, audit trails, and compliance systems around short-selling.
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