substantial holder - jp morgan chase & co

To Company Name/Scheme Indophil Resources NL
ACN/ARS N ________________________________________________________________
1. Details of substantial holder (1)
Name JPMorgan Chase & Co. and its affiliates
ACN (if applicable) N/A
The holder became a substantial holder on 3rd October 2005
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a
relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4) Number of securities Persons’ votes (5) Voting power (6)
Ordinary
16,247,993
16,247,993
5.39%
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a
substantial holder are as follows:
Holder of relevant interest Nature of relevant interest (7) Class and number of securities
JF Asset Management Limited Investment Management 12,022,693
JF Asset Management (Singapore)
Limited
Investment Management 330,000
JPMorgan Asset Management (UK)
Limited
Investment Management 3,895,300
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant interest Registered holder of
securities
Person entitled to be
registered as holder (8)
Class and number of
securities
N/A
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder
became a substantial holder is as follows:
Holder of relevant interest Date of acquisition Consideration (9) Class and number of
securities
Cash Non-cash
See Appendix
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN (if applicable) Nature of association
N/A
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
JPMorgan Chase & Co. 1111 Polaris Parkway, Columbus, Ohio 43240
Signature
print name Lam Chee Kin capacity VP/ JPMorgan Chase Bank, N.A.
sign here date 4th October 2005
__________________________________________________________________________________________
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager
and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially
similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses
of members is clearly set out in paragraph 7 of the form.
(2) See the definition of “associate” in section 9 of the Corporations Law.
(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate
has a relevant interest in.
(6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
(7) Include details of:
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of
any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any
contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or
arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal
of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown”.
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or
may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not
of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions,
even if they are not paid directly to the person from whom the relevant interest was acquired.
APPENDIX A
For the period between 4 June 2005 to 3 October 2003
Transaction
date Entity Instruments
Type of
transaction Ccy Price Quantity
6-Jul-05 JPMAM(UK) INDOPHIL RESOURCES NL Purchase AUD 0.35 238,442
7-Jul-05 JPMAM(UK) INDOPHIL RESOURCES NL Purchase AUD 0.35 61,558
29-Sep-05 JFAM INDOPHIL RESOURCES NL Purchase AUD 0.40 125,000
3-Oct-05 JFAM INDOPHIL RESOURCES NL Purchase AUD 0.43 1,525,000
3-Oct-05 JFSI INDOPHIL RESOURCES NL Purchase AUD 0.43 330,000
"JPMAM(UK)" = JPMorgan Asset Management (UK) Limited
"JFSI" = JF Asset Management (Singapore) Limited, Co. Reg. nbr. 197601586K
"JFAM" = JF Asset Management Limited