LYC 2.86% $6.11 lynas rare earths limited

Names of the persons to whom Lynas will issue the securities (if...

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    Names of the persons to whom Lynas will issue the securities (if known) or the basis upon which those persons will be
    identified or selected
    The Bonds are currently held by the following investor groups:

    Bondholders No. of Convertible Bonds No. of Convertible Bonds held by Group
    Mount Kellett Group 150,000,000
    – Mount Kellett Capital Partners (Ireland) II Limited 138,238,006
    – Lantau Overseas Master Fund II LP 4,572,282
    – Lantau Overseas Master Fund II-A LP 3,151,876
    – Vista Asset Funding (Ireland) Limited 4,037,836
    Fortress Group 25,000,000
    – FCCD Limited 17,500,000
    – FCCO DAC 7,500,000
    Och-Ziff Group 23,500,000
    – Sculptor Finance (MD) Ireland Limited 16,090,450
    – Sculptor Finance (AS) Ireland Limited 6,977,150
    – Sculptor Finance (SI) Ireland Limited 432,400
    Others 26,500,000
    – Stepraise Investments Limited 1,500,000
    – Burlingham International Ltd 10,000,000
    – Shield Group Limited 2,000,000
    – HPRY Holdings Limited 5,000,000
    – Joykeep Limited 8,000,000
    Total 225,000,000 225,000,000

    Not likely, not a single entity.
 
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