This is from mid 2001, sounds a bit like perfectstage, maybe back from his 4 year ban.........
Daniel Kenneth Moye, of Roseville NSW, has been banned for four years from acting as a representative of a securities dealer or investment adviser following an investigation by ASIC. We found that while Mr Moye was a representative of Findlay & Co Stockbrokers (Findlays) during 1999/2000, he failed to perform his duties efficiently, honestly and fairly. Mr Moye had opened an account with Findlays in a false name for his personal benefit, trading aggressively on this account on the pretence of receiving instructions from an external client. Findlays bore a loss of approximately $340,000 as a result of Mr Moye’s actions.
RRS Price at posting:
0.0¢ Sentiment: Buy Disclosure: Not Held