Hi Copper.I think the document is complete.Page 1 tells us that...

Hi Copper.

I think the document is complete.

Page 1 tells us that UBS group increased it holding in AJA by 1.03%. Interesting bit is on page 3 which reveals that these transactions took place in March (some) and April (most). Note that actual notice is dated 31 May 2010.
I believe the company is obliged to report changes greater than 1%, but they are 1 months late.
Apparently these delaying tactics are common among funds, I have read some other threads on HotCopper where members are disturbed by and questioning the practice.

Page 2 identifies the members of UBS group carrying out the transactions .

In the column " Nature of relevant interest" we then find that one group is a Beneficial owner, another is a Prime Broker and the third "Power to dispose securities etc etc ....see attached".

Remaining documents explain what is meant by term Prime broker and term Power to dispose.

Of interest is document starting on page 8 which show the contract Lending Agreement and because it is blank I assume that UBS did not lend any of its securities to third party for short sale cover.