The media release re: restating of client funds held is in September 2019. This is a relatively minor issue in my opinion that related to whether ISX should still have client funds (that were in frozen accounts) on their balance sheet as an asset and countering liability.
Next, ASIC serve a notice to produce documents on ISX in October - after the client funds issue already appears to have been resolved. ISX state that the notice was served in relation to whether ISX were complying with their continuous disclosure obligations.
If the client funds issue is resolved in September then I thinks its fair to say the notice to produce relates to another issue. That being revenue recognition I would assume, specifically around the perf shares.
I see the second document you have referred to as being a summary of ASIC enquires in relation to a number of companies and over an extended period and I don't think it necessarily means that each and all of those enquites are resolved. Moreso just a media release so the public know in general terms the sort of work ASIC are doing.
